GRS Risk - Opportunities

Senior Compliance Officer and MLRO

GRS Risk

Salary : Competitive (tax free)
Location : Middle East
Reference : PW397100

My client is a leading commercial and retail bank based in the UAE with a fantastic reputation in the region. They currently seek a senior compliance specialist with a focus on anti-money laundering. The role will include:

Independently handle and manage critical Compliance function and its entire borrowing and non-borrowing customer base (including Affluent Segments, Mass Markets, SME) across the banking and cards business relating to compliance and AML matters as per bank’s guidelines, local regulations and other applicable / binding regulations overseas.
Extend managerial assistance on all Compliance and AML matters, Compliance / AML environment.
Represent the bank in all issues relating to compliance and formulation and maintenance of compliance policy for the bank.
Ensure bank alerts produced by the AML software are correctly resolved.
Liaise with Head of Compliance on compliance related matters and on issues raised by regulators.
Arrange for, or conduct training programs on compliance in the bank and support training programs to ensure appropriate staff receive training.

The right candidate will have a extensive knowledge of the anti-money laundering environment as well as the wider compliance and banking landscape. They will have at least 10 years experience in banking and 5+ years undertaking a similar role as outlined above. The package on offer will include an attractive base salary and relocation allowance. For further information please contact Philip Waller on +44 (0) 207 426 3700 or email on pw@grs.com

Compliance Officers (retail/wealth/wholesale)

GRS Risk

Salary : Competitive (tax free)
Location : Middle East
Reference : PW360400

My client is a leading commercial and retail bank based in the UAE. They have recently overhauled their compliance function and are looking for experienced compliance professionals to join their existing function. The bank has three key divisions in retail, wealth management and wholesale and now seek an experienced officer in each of these three units. Key roles will include assisting in the development of the compliance /AML function and the implementation of a best practice compliance/AML strategy across the bank. This will involve the development and implementation of appropriate compliance and anti money laundering policies and procedures for the business division. Assist also in the development and ongoing maintenance of a risk based compliance monitoring framework to ensure ongoing business compliance. Candidates must be experienced in at least one of the three key areas noted above and be performing a similar role with a reputable bank. Whilst experience of the Middle East is of benefit, my client will consider people from other jurisdictions – candidates with FSA and UK regulatory experience will be of particular interest. The package on offer will include an attractive base salary and relocation allowance. For further information please contact Philip Waller on +44 (0) 207 426 3700 or email on pw@grs.com

Senior Compliance Manager

GRS Risk

Salary : Competitive
Location : Middle East
Reference : PW360300

My client is a highly respected Middle Eastern commercial and retail bank based in the UAE. They seek a highly competent senior compliance officer to help role out a new compliance program across their wholesale, private and retail offerings. This position is effectively a deputy head role so the individual will need to be able to manage their own time as well as others and have sufficient experience as to be able to get on with little or no supervision. My client will consider candidates who are already performing similar roles within reputable institutions in the region as well as senior compliance officers looking to relocate to the region. Candidates with experience of dealing with the FSA and the UK regulatory framework would be of particular interest as would experience of working in the Middle East. The package on offer will include an attractive base salary and relocation allowance. For further information please contact Philip Waller on +44 (0) 207 426 3700 or email on pw@grs.com

Business Risk Manager

GRS Risk

Salary : Competitive package
Location : UK > Scotland
Reference : RNN372000

This is a green field opportunity to design and implement a risk management framework for the Aberdeen operation of a leading UK-based energy services firm. The responsibilities include:

The design and execution of the risk strategy for the Group’s Aberdeen operation;
Supporting the business with the risk assessment, monitoring and reporting for the local operations. This will include implementing best practice and delivering ‘hands on’ training and workshops;
Building relationships throughout the business, including the corporate risk department, to communicate and facilitate the local and group risk management agenda.

The successful candidate will;

Have demonstrable experience in the application of business risk management techniques in either an in house or consulting role. A knowledge of business continuity and insurance methodology will be an advantage;
Have excellent communication and interpersonal skills, combined with an aptitude for problem solving and strong analytics;
Possess diploma or qualification to a national standard.

Head of Financial Risk Management

GRS Risk

Salary : c. £100,000 + 50% Bonus
Location : UK > North East & Yorks
Reference : DCW333700

My client is a top UK general insurer which has a GI life and insurance management arm. They are seeking to recruit a Head of Financial Risk Management. This role is designed to:

Provide a comprehensive service to the business including:
Solvency management
Financial risk management
Proactively meeting the requirements of Group, regulators and rating agencies

Being collectively responsible, as a member of the Finance Middle Office management team supporting the Financial Control Director, for developing and leading a Financial Risk Management function appropriate to the scale and ambitions of my client.

Financial management and control Reporting shareholder and statutory results

Act as a centre of excellence for GI financial risk
Provide regular and ad hoc reporting on investment performance
Provide regular and ad hoc reporting on market risk, credit risk, derivatives and foreign exchange

Establishing a financial framework for the management of the balance sheet

Formulate recommendations to the Executive Committee for investment strategies and policies
Manage the solvency of the authorised GI companies in line with regulatory requirements, Group policy, and according to the needs of the business
Manage the Credit, Derivatives, Market and FX risk position of the UKGI operations and ensure that exposures remain within appetite
Design, implement and embed an asset and liability matching (ALM) framework that both fulfils regulatory obligations and supports optimal use of capital.

To Proactively contribute to the:
Capital Management Committee
Investment Committee
Balance Sheet Review Meeting
Deputise for the Director of Capital and Financial Risk management, as required.

Leadership through strategic vision

Strategic awareness and capability
Innovation and challenge
Business Acumen

Qualifications

Degree/MBA
Professional accountancy qualification

Reporting to the Director of Capital and Financial Risk Management
Based in Norwich

Principle Auditor

GRS Risk

Salary : £50,000 base salary + bonus + car allowance
Location : UK > South West
Reference : LAS378500

Part of a strong UK audit group with a focus on project assurance, the client is a global insurer and life & pensions provider with an excellent name in the industry.This is an exciting time to join the team due to forthcoming projects. Role: Project Assurance Key Responsibilities: The main function of the role will be to assist all areas of the business by giving assurance on, and identifying opportunities for improvement in, processes and controls.You will plan the audit assignments and lead the delivery of audit reviews of processes, controls and systems acting as a mentor for the team. At some time you will be required to participate in steering committees and create a strong communication with senior management and external auditors. You must have at least 3 years experience in an internal audit environment, demonstrating cutting edge risk management expertise.

Operational Risk Data Manager

GRS Risk

Salary : £60,000 + bonus + Benefits
Location : UK > London
Reference : LAS380800

An opportunity to work at Group level to develop a strategy for loss collation across all business units in a Global financial services firm. Role:Develop and implement a loss collation database and reporting mechanisms to inform of operational losses. Also to ensure all loss data is correctly ulitised by the Operational risk teams to improve operational risk quantification. Key responsibilities:You must have a post degree qualification in a risk related field.Understanding of risk management metrics.

Senior Audit Manager

GRS Risk

Salary : £80,000-£90,000
Location : UK > London
Reference : TME363900

Our client is one of the largest global fund managers and is looking for a highly experienced individual to essentially be the deputy to the European, UK, and EMEA Head of Audit. This highly successful organisation with a solid track record for innovation and performance management, are looking for a proven individual from an Investment Management house, who is looking to broaden their remit and step up in seniority. This is a great opportunity to work as part of a global team on a diverse range of products with a unique service offering.

Investment Management audit experience is essential
Experience of managing a team
Ability to manage hands on delivery as well as plans on a global scale
Evidence of managing senior stakeholders within the business and challenging efficiencies
Ability to demonstrate solid leadership skills

Big Four experience.

Controls and Compliance Director (Africa)

GRS Risk

Salary : £70,000-£80,000 pro rata
Location : Africa
Reference : NG343000

GRS are currently working on behalf of a FTSE 100 international consumer goods company to find an interim Controls and Compliance Director to join their African business. The organisation is very entrepreneurial and they are looking for a individual who can engage stakeholders throughout the international business. The objectives set for the successful candidate will include being able to demonstrate the ability to drive and achieve controls assurance and risk management frameworks in an international business. Develop and agree clear strategic objectives and measures to be assessed as “best in class” for compliance and control. Implement a process to assess and monitor progress towards these objectives. Ensure effective management and resolution of all compliance and control issues across the African business. Ensure that the market and hub controls assurance and risk management assessments provide a robust, consistent and accurate assessment of the control environment. Define, implement and manage effective and efficient compliance and control governance processes that are aligned to the governance infrastructure. The successful candidate will be able to demonstrate the following:- Professional Qualification or equivalent experience in ACA or MBA- Extensive business experience gained through a combination of auditing/consultancy within a multi-national corporate environment- FMCG/Consultancy experience- Risk Management Techniques- Internal/External Audit/Compliance experience- Business Consulting- Experience in multicultural environments- Language skills- preferably African or French.

Internal Audit Manager

GRS Risk

Salary : £50,000
Location : UK > London
Reference : TME369600

Our client is a world renowned fund manager that offers a wide range of asset management solutions to retail and institutional clients. As a result of expansion they are looking for an experienced Internal Auditor to join a close knit team to input deliver and review specific business processes and audit plans. Ideally you will need to have:

Experience of working for an Investment Management company in an audit role
Proven track record of implementing practical solutions to control issues
Expertise in operational and business risk
Solid negotiation skills
Experience of business process and information systems audits
Strong analytical skills

This is a great opportunity to join a fully collaborative risk, compliance and audit function within a global Investment Management company.

Audit Manager

GRS Risk

Salary : £70-£80K
Location : UK > London
Reference : TME363800

Our client is one of the largest global fund managers, and is currently looking to recruit an experienced Audit Manager to an expanding team. This highly successful organisation with a solid track record for innovation and performance management, are looking for a proven individual preferably from an investment management background who is looking for a step up in their career. You will have the opportunity to work as part of a global team on a diverse range of products and services, as well as the added advantage of learning from the best in the business.

Investment Management audit experience and product knowledge
Professionals from an investment banking background may be considered
Experience of executing and managing audit assignments
Experience of working as part of a global audit team
Ability to manage key stakeholders within the business in order to challenge and improve efficiencies where necessary
Evidence of being a team player and having the ability to raise performance levels
Big four experience ideally

International Audit & Risk Manager - Nigeria

GRS Risk

Salary : Base up to £60,000 + package
Location : Africa > Nigeria
Reference : RNN344600

Our client is a FTSE 100 international consumer goods firm. Through continuous growth they are looking for an Audit and Risk Manager to lead and up skill a team of 5 in Lagos, Nigeria. Key activities

Lead and motivate the audit and risk team, with a hands on approach

Requirements – one or more of the following:

strong commercial experience
qualified accountant and/or MBA
FMCG industry or corporate environment, preferably multinational
Risk management techniques
Internal / external audit experience
Business consulting
the ability to build up credible relationships and to lead a team the ability to influence at all levels

Deputy Head of Operational Risk

GRS Risk

Salary : £60,000
Location : France
Reference : BH338700

Location: Paris Our client, a leading international French bank is looking for deputy to support the divisional head of operational risk. Experience within operational risk in an industrial environment is preferred and a strong working knowledge of IT risk is essential. Candidates must have a strong command of both English and French.

Private Equity – Compliance Advisory

GRS Risk

Salary : Excellent
Location : UK > London
Reference : PW317800

My client is a leading investment bank, currently looking to recruit a strong individual to provide regulatory advice and compliance support to the Private Equity team. The successful candidate will have a legal background and experience of working within the financial services industry specialising in private equity transactions. For further details, please contact Philip Waller on 0207 426 3700 or by email on pw@grs.com

Deputy Head of Compliance

GRS Risk

Salary : Excellent
Location : UK > London
Reference : SGD323800

My client is a leading investment bank, currently looking to recruit a senior individual to assist the Department Head on a diverse range of compliance issues. The successful individual will assist in providing strategic direction to all compliance teams, and will be involved in projects arising from regulatory developments and new business activity. Candidates will have a strong background within compliance and ideally exposure to corporate finance or equities gained in an Investment Bank or securities environment. For further details, please contact Sarah Goodenough on 0207 426 3700.

Compliance Analyst

GRS Risk

Salary : Up to £60.000 + Bens
Location : UK > London
Reference : RC330302

We are currently working on behalf of a large asset management house that is looking to appoint a new Compliance analyst for its institutional and private client’s team. You will be responsible for monitoring all client documentation and ensuring all internal and regulatory requirements have been met to AML/KYC. They will consider individuals who have a track record of working within a compliance monitoring and who have knowledge of AML/KYC.

Compliance Advisor

GRS Risk

Salary : Up to £90,000 + Bens
Location : UK > London
Reference : RC330300

We are currently working on behalf of a large asset management house that is looking to appoint a new Compliance Advisor within its mutual funds team. You will be responsible for providing regulatory advice and guidance across all of the business functions. They will consider individuals who have a track record of working within a compliance advisory environment.

Compliance Manager

GRS Risk

Salary : Up to £90,000 + Bens
Location : UK > London
Reference : RC32110

We are currently working on behalf of a well established alternative Investment firm who are looking to appoint a new Compliance Manager this is a stand alone role with full responsibility for both CF10 & 11. They will consider individuals who have knowledge of FSA rules, MIFID and TCF principles. This is an excellent opportunity that will offer full autonomy and scope to broaden the role.

Regional Head of Retail Credit Underwriting

GRS Risk

Salary : £120k – 150k tax free
Location : Middle East
Reference : BH323200

Location: Dubai Our client is a leading international commercial bank that is looking for a credit underwriting professional with an extensive working knowledge of risk management. This is a regional level role, covering a significant cluster of countries comprising up to 3000 reports. The successful applicant will be able to demonstrate a successful track record within credit underwriting in a risk-based environment. Previous experience of managing across several countries simultaneously is essential.

Senior Compliance Officer

GRS Risk

Salary : £130k to £150k tax-free
Location : Middle East
Reference : BH302900

Our client, a leading Sovereign Wealth Fund, is looking for an experienced professional to roll out and manage the compliance function. The successful applicant will have extensive experience of compliance functions within recognised investment banks or investment management houses. Prior experience of working in the Middle East and / or working knowledge of Arabic would be a distinct advantage but not required. Legal qualifications preferred